Unclaimed Profile

Curt Alan Breitfuss

ASTERA FINANCIAL GROUP, LLC·CARMEL, California

SIE, Series 3, Series 7TO, Series 22, Series 22TO, Series 63, Series 65Clean record20 years registeredASTERA FINANCIAL GROUP, LLC

126 CLOCK TOWER PLACE, CARMEL, CA 93923CRD# 1734012Firm CRD# 144850

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Curt Alan Breitfuss · CARMEL, CA

Registration

CRD #1734012 · ASTERA FINANCIAL GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASTERA FINANCIAL GROUP, LLC

IQTICK ADVISORS

Oct 2014 – Dec 2014

SANTA CRUZ, CA

JONES & COMPANY

Jan 2006 – Sep 2012

MONTEREY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7TO

Series 22

Series 22TO

Series 63

Series 65

Registration record

First registered · January 25, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTERA FINANCIAL GROUP, LLC

CRD 144850 · SEC 801-68754

AUM

$36M

Regulatory assets under management

Employees

1 client accounts

Services offered by ASTERA FINANCIAL GROUP, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ASTERA FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Curt Alan Breitfuss offer?

Curt Alan Breitfuss specializes in Retirement Planning.

What are Curt Alan Breitfuss's credentials?

Curt Alan Breitfuss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Curt Alan Breitfuss located?

Curt Alan Breitfuss is based in CARMEL, California, last registered with ASTERA FINANCIAL GROUP, LLC.

How does Curt Alan Breitfuss charge for services?

Curt Alan Breitfuss's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTERA FINANCIAL GROUP, LLC?

ASTERA FINANCIAL GROUP, LLC has approximately 6 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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