Unclaimed Profile

Richard Levere Labrum

LABRUM CAPITAL ADVISORS, LLC·CARLSBAD, California

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 6527 years registeredLABRUM CAPITAL ADVISORS, LLC

5650 EL CAMINO REAL, CARLSBAD, CA 92008CRD# 2226394Firm CRD# 150734

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Levere Labrum · CARLSBAD, CA

Registration

CRD #2226394 · LABRUM CAPITAL ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

INTELLIGENCE DRIVEN ADVISERS, LLC

Jan 2019 – present

LABRUM WEALTH MANAGEMENT, LLC

May 2010 – Mar 2019

MURRIETA, CA

LABRUM CAPITAL ADVISORS, LLC

Nov 2009 – Dec 2009

CARLSBAD, CA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Dec 2009

TEMECULA, CA

CITIGROUP GLOBAL MARKETS INC.

Oct 2003 – Jun 2009

TEMECULA, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 1999 – Nov 2003

TEMECULA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 10, 1999

Years registered · 27

Disclosure History

2003Customer Dispute·Denied

2002Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LABRUM WEALTH MANAGEMENT, LLC

CRD 150734 · SEC 801-70378

AUM

$295M

Regulatory assets under management

Employees

815 client accounts

Services offered by LABRUM WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LABRUM WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Levere Labrum offer?

Richard Levere Labrum specializes in Financial Planning, Investment Management. Contact their office in CARLSBAD, California for a consultation.

What are Richard Levere Labrum's credentials?

Richard Levere Labrum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Levere Labrum located?

Richard Levere Labrum is based in CARLSBAD, California, working with LABRUM CAPITAL ADVISORS, LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does Richard Levere Labrum charge for services?

Richard Levere Labrum's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LABRUM CAPITAL ADVISORS, LLC?

LABRUM CAPITAL ADVISORS, LLC has approximately 11 employees and manages $295M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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