Unclaimed Profile

James Lee Mackey

MACH-1 FINANCIAL GROUP, LLC·ROGERS, Arkansas

SIE, Series 7, Series 24, Series 63, Series 65Clean record21 years registeredMACH-1 FINANCIAL GROUP, LLC

1001 S. 52ND STREET, ROGERS, AR 72758CRD# 2634808Firm CRD# 298195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Lee Mackey · ROGERS, AR

Registration

CRD #2634808 · MACH-1 FINANCIAL GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

MACH-1 FINANCIAL GROUP, LLC

Mar 2022 – present

LPL FINANCIAL LLC

Apr 2017 – Jun 2022

ROGERS, AR

MORGAN STANLEY

Nov 2011 – Apr 2017

LITTLE ROCK, AR

TRUSTCORE FINANCIAL SERVICES, INC.

Oct 2004 – Feb 2005

BRENTWOOD, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 25, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MACH-1 FINANCIAL GROUP, LLC

CRD 298195 · SEC 801-118093

AUM

$354M

Regulatory assets under management

Employees

3,089 client accounts

Services offered by MACH-1 FINANCIAL GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MACH-1 FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Lee Mackey offer?

James Lee Mackey specializes in Investment Management, Fee-Only Advisory. Contact their office in ROGERS, Arkansas for a consultation.

What are James Lee Mackey's credentials?

James Lee Mackey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Lee Mackey located?

James Lee Mackey is based in ROGERS, Arkansas, working with MACH-1 FINANCIAL GROUP, LLC. Their office serves clients in the ROGERS metropolitan area and surrounding communities.

How does James Lee Mackey charge for services?

James Lee Mackey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MACH-1 FINANCIAL GROUP, LLC?

MACH-1 FINANCIAL GROUP, LLC has approximately 19 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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