Unclaimed Profile

David Aaron Lee

MACH-1 FINANCIAL GROUP, LLC·ROGERS, Arkansas

Series 65Clean record19 years registeredMACH-1 FINANCIAL GROUP, LLC

1001 S. 52ND STREET, ROGERS, AR 72758CRD# 5375384Firm CRD# 298195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Aaron Lee · ROGERS, AR

Registration

CRD #5375384 · MACH-1 FINANCIAL GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

MACH-1 FINANCIAL GROUP, LLC

Feb 2019 – present

FUSION CAPITAL MANAGEMENT

Feb 2016 – Dec 2019

Bentonville, AR

BROOKSTONE CAPITAL MANAGEMENT LLC

Jan 2008 – Feb 2016

BENTONVILLE, AR

C. W. "CHUCK" BEALE & ASSOCIATES RETIREMENT PLANNING, LLC

Jul 2007 – Dec 2007

LONSDALE, AR

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 10, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MACH-1 FINANCIAL GROUP, LLC

CRD 298195 · SEC 801-118093

AUM

$354M

Regulatory assets under management

Employees

3,089 client accounts

Services offered by MACH-1 FINANCIAL GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MACH-1 FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does David Aaron Lee offer?

David Aaron Lee specializes in Investment Management, Fee-Only Advisory. Contact their office in ROGERS, Arkansas for a consultation.

What are David Aaron Lee's credentials?

David Aaron Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Aaron Lee located?

David Aaron Lee is based in ROGERS, Arkansas, working with MACH-1 FINANCIAL GROUP, LLC. Their office serves clients in the ROGERS metropolitan area and surrounding communities.

How does David Aaron Lee charge for services?

David Aaron Lee's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MACH-1 FINANCIAL GROUP, LLC?

MACH-1 FINANCIAL GROUP, LLC has approximately 19 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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