How to Choose a Financial Advisor in LITTLE ROCK, AR

A data-driven guide based on 157 registered advisors in LITTLE ROCK

Local Market Overview

There are 157 registered financial advisors in LITTLE ROCK, Arkansas. Approximately 94% report fee-based compensation, while 6% include commission-based compensation. The average firm serving LITTLE ROCK manages $1.6B in assets.

Registered Advisors

157

In LITTLE ROCK, AR

Avg Firm AUM

$1.6B

Assets under management

Top Credential

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Community Profile

LITTLE ROCK has a population of 202,218 with a median household income of $58,697. The median age is 36.6.

Advisor density: 7.8 per 10K residents

Median income: $58,697

Compensation Types Reported

Percentage of AUM

94% of advisors · 148 total

Hourly charges

44% of advisors · 69 total

Subscription fees

43% of advisors · 67 total

Performance-based fees

32% of advisors · 51 total

Commissions

6% of advisors · 10 total

Other: FEE BASED FINANCIAL PLANNING & CONSULTING

6% of advisors · 9 total

What to Look For

Check their credentials

The CFP (Certified Financial Planner) is the gold standard for comprehensive financial planning. A CFA (Chartered Financial Analyst) signals deep investment expertise, while a ChFC (Chartered Financial Consultant) covers insurance and estate planning.

Understand fee structures

Fee-only advisors charge only for their advice (hourly, flat fee, or % of AUM). Fee-based advisors may also earn commissions on products they sell. Commission-only advisors earn money from product sales. Fee-only is generally considered the least conflicted model. See Arkansas fee analysis →

Verify their registration

Every legitimate advisor should be registered with the SEC or their state. Check FINRA BrokerCheck for disciplinary history, disclosures, and registration status. All advisors on AdvisorOS are sourced from official SEC/FINRA registration data.

Ask about account minimums

Some advisors require $250,000 or more to open an account. Others work with any portfolio size. Ask upfront to avoid wasting time on advisors who aren't a fit.

Review their Form CRS

The Form CRS (Client Relationship Summary) is a 2-page document every advisor must provide. It explains services, fees, conflicts of interest, and disciplinary history in plain language. Ask for it before your first meeting.

Browse Advisors in LITTLE ROCK

157 advisors in LITTLE ROCK, AR

Search the full directory of registered financial advisors in LITTLE ROCK. Compare credentials, specialties, and firm details — all based on SEC and FINRA public data.

Browse LITTLE ROCK Advisors All Cities in Arkansas

Frequently Asked Questions

How many financial advisors are in LITTLE ROCK, AR?

There are 157 registered financial advisors in LITTLE ROCK, Arkansas, according to SEC and FINRA registration data.

What credentials should a financial advisor in LITTLE ROCK have?

Look for CFP (Certified Financial Planner) for comprehensive planning, CFA for investment management, or ChFC for insurance and estate planning.

Are financial advisors in LITTLE ROCK required to be fiduciaries?

Registered Investment Advisors (RIAs) have a fiduciary duty to act in your best interest. Broker-dealers follow a suitability standard. Always ask your advisor about their fiduciary status and get it in writing.

What do financial advisors in LITTLE ROCK charge?

Fees vary widely. Fee-only advisors typically charge 0.5%–1.5% of assets under management, $150–$400/hour, or flat fees of $1,000–$7,500+ per plan. Commission-based advisors may not charge fees directly but earn commissions on products.

Guides for Nearby Cities

ROGERS Guide (43)FAYETTEVILLE Guide (35)NORTH LITTLE ROCK Guide (24)BENTONVILLE Guide (13)LOWELL Guide (10)MAGNOLIA Guide (8)RUSSELLVILLE Guide (6)SEARCY Guide (4)CONWAY Guide (4)HOT SPRINGS Guide (4)

Browse LITTLE ROCK Advisors by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

More Research

What Do Financial Advisors Cost in Arkansas? →National Fee Analysis →