Unclaimed Profile

Philip A Kapler

WILLOW FINANCIAL LLC·ROGERS, Arkansas

SIE, Series 6, Series 7, Series 63, Series 65Clean record8 years registeredWILLOW FINANCIAL LLC

2860 WEST WALNUT STREET, ROGERS, AR 72756CRD# 6429605Firm CRD# 325785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip A Kapler · ROGERS, AR

Registration

CRD #6429605 · WILLOW FINANCIAL LLC · 8 years registered

Brand Profile

Not yet started

Career History

WILLOW

Jun 2023 – present

THRIVENT INVESTMENT MANAGEMENT INC.

Jun 2018 – Jun 2023

Rogers, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 1, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WILLOW FINANCIAL LLC

CRD 325785 · SEC 801-131403

AUM

$110M

Regulatory assets under management

Employees

305 client accounts

Services offered by WILLOW FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WILLOW FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Philip A Kapler offer?

Philip A Kapler specializes in Financial Planning, Investment Management. Contact their office in ROGERS, Arkansas for a consultation.

What are Philip A Kapler's credentials?

Philip A Kapler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip A Kapler located?

Philip A Kapler is based in ROGERS, Arkansas, working with WILLOW FINANCIAL LLC. Their office serves clients in the ROGERS metropolitan area and surrounding communities.

How does Philip A Kapler charge for services?

Philip A Kapler's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLOW FINANCIAL LLC?

WILLOW FINANCIAL LLC has approximately 6 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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