Unclaimed Profile

William Chesley Sowell

SOWELL FINANCIAL SERVICES, LLC·NORTH LITTLE ROCK, Arkansas

Series 7, Series 24, Series 51, Series 63, Series 6631 years registeredSOWELL FINANCIAL SERVICES, LLC

5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR 72118CRD# 2131557Firm CRD# 127145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Chesley Sowell · NORTH LITTLE ROCK, AR

Registration

CRD #2131557 · SOWELL FINANCIAL SERVICES, LLC · 31 years registered

Brand Profile

Not yet started

Career History

SOWELL MANAGEMENT

Jan 2010 – present

FIRST ADVISORS, INC.

Jan 2007 – Feb 2007

CHESTERFIELD, MO

SOWELL MANAGEMENT SERVICES

Jun 2004 – Mar 2005

LITTLE ROCK, AR

FFP ADVISORY SERVICES INC

Jul 1995 – Jan 2007

NORTH LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 51

Series 63

Series 66

Registration record

First registered · July 26, 1995

Years registered · 31

Disclosure History

2009Regulatory·Final

2000Customer Dispute·Award / Judgment

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOWELL FINANCIAL SERVICES, LLC

CRD 127145 · SEC 801-63991

AUM

$3.3B

Regulatory assets under management

Employees

157

13,257 client accounts

Services offered by SOWELL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOWELL FINANCIAL SERVICES, LLC →

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NORTH LITTLE ROCK?

Browse all registered financial advisors in NORTH LITTLE ROCK, Arkansas or claim this profile if it's yours.

Browse NORTH LITTLE ROCK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Chesley Sowell offer?

William Chesley Sowell specializes in Financial Planning, Investment Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.

What are William Chesley Sowell's credentials?

William Chesley Sowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Chesley Sowell located?

William Chesley Sowell is based in NORTH LITTLE ROCK, Arkansas, working with SOWELL FINANCIAL SERVICES, LLC. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.

How does William Chesley Sowell charge for services?

William Chesley Sowell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOWELL FINANCIAL SERVICES, LLC?

SOWELL FINANCIAL SERVICES, LLC has approximately 157 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →