Unclaimed Profile

John Perry Gaudin

GAUDIN AND ASSOCIATES, INC.·NORTH LITTLE ROCK, Arkansas

Clean recordGAUDIN AND ASSOCIATES, INC.

301 MAIN STREET, NORTH LITTLE ROCK, AR 72114CRD# 1132264Firm CRD# 110884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Perry Gaudin · NORTH LITTLE ROCK, AR

Registration

CRD #1132264 · GAUDIN AND ASSOCIATES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Perry Gaudin is a registered financial advisor based in NORTH LITTLE ROCK, Arkansas, affiliated with GAUDIN AND ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

GAUDIN AND ASSOCIATES, INC.

ARGENTA WEALTH MANAGEMENT

AUM

$72M

Regulatory assets under management

Employees

Total firm employees

View all advisors at GAUDIN AND ASSOCIATES, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Other: THIRD PARTY ADVISORY FEES

Regulatory

SEC/IARD CRD# 1132264

Firm CRD# 110884

View on FINRA BrokerCheck →

Looking for a financial advisor in NORTH LITTLE ROCK?

Browse all registered financial advisors in NORTH LITTLE ROCK, Arkansas or claim this profile if it's yours.

Browse NORTH LITTLE ROCK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Perry Gaudin offer?

John Perry Gaudin specializes in Investment Management, Wealth Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.

What are John Perry Gaudin's credentials?

John Perry Gaudin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Perry Gaudin located?

John Perry Gaudin is based in NORTH LITTLE ROCK, Arkansas, working with GAUDIN AND ASSOCIATES, INC.. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.

How does John Perry Gaudin charge for services?

John Perry Gaudin's firm is compensated through percentage of aum, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GAUDIN AND ASSOCIATES, INC.?

GAUDIN AND ASSOCIATES, INC. has approximately 1 employees and manages $72M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →