Unclaimed Profile

John Perry Gaudin

GAUDIN AND ASSOCIATES, INC.·NORTH LITTLE ROCK, Arkansas

Series 3, Series 4, Series 7, Series 24, Series 53, Series 63, Series 65Clean record28 years registeredGAUDIN AND ASSOCIATES, INC.

301 MAIN STREET, NORTH LITTLE ROCK, AR 72114CRD# 1132264Firm CRD# 110884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Perry Gaudin · NORTH LITTLE ROCK, AR

Registration

CRD #1132264 · GAUDIN AND ASSOCIATES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

ARGENTA WEALTH MANAGEMENT

Feb 1998 – present

GAUDIN AND ASSOCIATES, INC.

Feb 1998 – Apr 2003

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 3

Series 4

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · February 4, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GAUDIN AND ASSOCIATES, INC.

CRD 110884 · SEC 801-63552

AUM

$72M

Regulatory assets under management

Employees

186 client accounts

Services offered by GAUDIN AND ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GAUDIN AND ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does John Perry Gaudin offer?

John Perry Gaudin specializes in Investment Management, Wealth Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.

What are John Perry Gaudin's credentials?

John Perry Gaudin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Perry Gaudin located?

John Perry Gaudin is based in NORTH LITTLE ROCK, Arkansas, working with GAUDIN AND ASSOCIATES, INC.. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.

How does John Perry Gaudin charge for services?

John Perry Gaudin's firm is compensated through percentage of aum, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GAUDIN AND ASSOCIATES, INC.?

GAUDIN AND ASSOCIATES, INC. has approximately 1 employees and manages $72M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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