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Matthew Lawrence Harris

GAUDIN AND ASSOCIATES, INC.·NORTH LITTLE ROCK, Arkansas
Series 65Clean record22 years registeredGAUDIN AND ASSOCIATES, INC.
301 MAIN STREET, NORTH LITTLE ROCK, AR 72114CRD# 4679936Firm CRD# 110884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew Lawrence Harris · NORTH LITTLE ROCK, AR
Registration
CRD #4679936 · GAUDIN AND ASSOCIATES, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

ARGENTA WEALTH MANAGEMENT
Oct 2003 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 21, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GAUDIN AND ASSOCIATES, INC.
CRD 110884 · SEC 801-63552
AUM
$72M
Regulatory assets under management
Employees
1
186 client accounts
Services offered by GAUDIN AND ASSOCIATES, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at GAUDIN AND ASSOCIATES, INC. →
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05

Frequently Asked Questions

What services does Matthew Lawrence Harris offer?
Matthew Lawrence Harris specializes in Investment Management, Wealth Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.
What are Matthew Lawrence Harris's credentials?
Matthew Lawrence Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew Lawrence Harris located?
Matthew Lawrence Harris is based in NORTH LITTLE ROCK, Arkansas, working with GAUDIN AND ASSOCIATES, INC.. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.
How does Matthew Lawrence Harris charge for services?
Matthew Lawrence Harris's firm is compensated through percentage of aum, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GAUDIN AND ASSOCIATES, INC.?
GAUDIN AND ASSOCIATES, INC. has approximately 1 employees and manages $72M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GAUDIN AND ASSOCIATES, INC.

John Perry Gaudin
NORTH LITTLE ROCK, AR

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Research
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