Unclaimed Profile

Clifford Ray Veach

INDEPENDENT FINANCIAL ADVISORS, INC.·NORTH LITTLE ROCK, Arkansas

Series 2, Series 3, Series 7, Series 63Clean record30 years registeredINDEPENDENT FINANCIAL ADVISORS, INC.

8412 COUNTS MASSIE ROAD, NORTH LITTLE ROCK, AR 72113CRD# 1544270Firm CRD# 115798

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clifford Ray Veach · NORTH LITTLE ROCK, AR

Registration

CRD #1544270 · INDEPENDENT FINANCIAL ADVISORS, INC. · 30 years registered

Brand Profile

Not yet started

Career History

VEACH FAMILY FINANCIAL

Jul 1996 – present

APPLIED CAPITAL LLC

Nov 2018 – Jan 2023

NORTH LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 2

Series 3

Series 7

Series 63

Registration record

First registered · July 25, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT FINANCIAL ADVISORS, INC.

CRD 115798 · SEC 801-127773

AUM

$112M

Regulatory assets under management

Employees

180 client accounts

Services offered by INDEPENDENT FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENT FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Clifford Ray Veach offer?

Clifford Ray Veach specializes in Financial Planning, Investment Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.

What are Clifford Ray Veach's credentials?

Clifford Ray Veach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clifford Ray Veach located?

Clifford Ray Veach is based in NORTH LITTLE ROCK, Arkansas, working with INDEPENDENT FINANCIAL ADVISORS, INC.. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.

How does Clifford Ray Veach charge for services?

Clifford Ray Veach's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT FINANCIAL ADVISORS, INC.?

INDEPENDENT FINANCIAL ADVISORS, INC. has approximately 3 employees and manages $112M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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