Unclaimed Profile

Daryl T Seaton

SOWELL FINANCIAL SERVICES, LLC·NORTH LITTLE ROCK, Arkansas

SIE, Series 7, Series 24, Series 63, Series 66Clean record22 years registeredSOWELL FINANCIAL SERVICES, LLC

5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR 72118CRD# 4180863Firm CRD# 127145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daryl T Seaton · NORTH LITTLE ROCK, AR

Registration

CRD #4180863 · SOWELL FINANCIAL SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

SOWELL MANAGEMENT

Jan 2020 – present

SOLERA ASSET MANAGERS, LLC

Sep 2016 – Apr 2023

NORTH LITTLE ROCK, AR

INDEPENDENT FINANCIAL GROUP, LLC

Feb 2014 – Sep 2016

Roseville, CA

WFG ADVISORS, LP

Aug 2012 – Feb 2014

AUBURN, CA

EAGLE STRATEGIES LLC

Mar 2004 – Aug 2012

ROSEVILLE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · March 11, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOWELL FINANCIAL SERVICES, LLC

CRD 127145 · SEC 801-63991

AUM

$3.3B

Regulatory assets under management

Employees

157

13,257 client accounts

Services offered by SOWELL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOWELL FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Daryl T Seaton offer?

Daryl T Seaton specializes in Financial Planning, Investment Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.

What are Daryl T Seaton's credentials?

Daryl T Seaton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daryl T Seaton located?

Daryl T Seaton is based in NORTH LITTLE ROCK, Arkansas, working with SOWELL FINANCIAL SERVICES, LLC. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.

How does Daryl T Seaton charge for services?

Daryl T Seaton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOWELL FINANCIAL SERVICES, LLC?

SOWELL FINANCIAL SERVICES, LLC has approximately 157 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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