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Daryl T Seaton

SOWELL FINANCIAL SERVICES, LLC·NORTH LITTLE ROCK, Arkansas
Unclaimed Profile
5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR 72118CRD# 4180863Firm CRD# 127145
01

About

Daryl T Seaton is a registered financial advisor based in NORTH LITTLE ROCK, Arkansas, affiliated with SOWELL FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SOWELL FINANCIAL SERVICES, LLC
SOWELL MANAGEMENT
AUM
$3.3B
Regulatory assets under management
Employees
157
Total firm employees
View all advisors at SOWELL FINANCIAL SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4180863
Firm CRD# 127145
7 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Daryl T Seaton offer?
Daryl T Seaton specializes in Financial Planning, Investment Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.
What are Daryl T Seaton's credentials?
Daryl T Seaton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daryl T Seaton located?
Daryl T Seaton is based in NORTH LITTLE ROCK, Arkansas, working with SOWELL FINANCIAL SERVICES, LLC. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.
How does Daryl T Seaton charge for services?
Daryl T Seaton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOWELL FINANCIAL SERVICES, LLC?
SOWELL FINANCIAL SERVICES, LLC has approximately 157 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in NORTH LITTLE ROCK
Clifford Ray Veach — INDEPENDENT FINANCIAL ADVISORS, INC.George Brockmann Gearhart — NATURAL CAPITAL MANAGEMENT, LLCRodney Kresge — SOWELL FINANCIAL SERVICES, LLCCynthia Sowell — SOWELL FINANCIAL SERVICES, LLCCharles Clifford Hicks — SOWELL FINANCIAL SERVICES, LLC
Nearby cities in Arkansas
LITTLE ROCK (157)ROGERS (43)FAYETTEVILLE (35)BENTONVILLE (13)LOWELL (10)
City Guides
LITTLE ROCK GuideROGERS GuideFAYETTEVILLE GuideBENTONVILLE GuideLOWELL Guide
Research
Advisor Fees in ArkansasNational Fee Analysis
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