Unclaimed Profile

Cynthia Sowell

SOWELL FINANCIAL SERVICES, LLC·NORTH LITTLE ROCK, Arkansas

SOWELL FINANCIAL SERVICES, LLC

5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR 72118CRD# 4491276Firm CRD# 127145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cynthia Sowell · NORTH LITTLE ROCK, AR

Registration

CRD #4491276 · SOWELL FINANCIAL SERVICES, LLC

Brand Profile

Not yet started

Disclosure history

7 disclosures on file · See FINRA BrokerCheck for full record

About

Cynthia Sowell is a registered financial advisor based in NORTH LITTLE ROCK, Arkansas, affiliated with SOWELL FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SOWELL FINANCIAL SERVICES, LLC

SOWELL MANAGEMENT

AUM

$3.3B

Regulatory assets under management

Employees

157

Total firm employees

View all advisors at SOWELL FINANCIAL SERVICES, LLC →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4491276

Firm CRD# 127145

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Cynthia Sowell offer?

Cynthia Sowell specializes in Financial Planning, Investment Management. Contact their office in NORTH LITTLE ROCK, Arkansas for a consultation.

What are Cynthia Sowell's credentials?

Cynthia Sowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cynthia Sowell located?

Cynthia Sowell is based in NORTH LITTLE ROCK, Arkansas, working with SOWELL FINANCIAL SERVICES, LLC. Their office serves clients in the NORTH LITTLE ROCK metropolitan area and surrounding communities.

How does Cynthia Sowell charge for services?

Cynthia Sowell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOWELL FINANCIAL SERVICES, LLC?

SOWELL FINANCIAL SERVICES, LLC has approximately 157 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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