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Mark Christopher Doramus

STEPHENS INC.·LITTLE ROCK, Arkansas
SIE, Series 7, Series 27, Series 63, Series 79TO, Series 99TOClean recordSTEPHENS INC.
111 CENTER ST, LITTLE ROCK, AR 72201CRD# 1888235Firm CRD# 3496

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Christopher Doramus · LITTLE ROCK, AR
Registration
CRD #1888235 · STEPHENS INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
STEPHENS INC.
CRD 3496 · SEC 801-15510
AUM
$14.8B
Regulatory assets under management
Employees
629
21,924 client accounts
Services offered by STEPHENS INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at STEPHENS INC. →
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Frequently Asked Questions

What services does Mark Christopher Doramus offer?
Mark Christopher Doramus specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Mark Christopher Doramus's credentials?
Mark Christopher Doramus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Christopher Doramus located?
Mark Christopher Doramus is based in LITTLE ROCK, Arkansas, working with STEPHENS INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Mark Christopher Doramus charge for services?
Mark Christopher Doramus's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STEPHENS INC.?
STEPHENS INC. has approximately 629 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STEPHENS INC.

Zoe Ann Hines
LITTLE ROCK, AR
Joseph Bradford Eichler
LITTLE ROCK, AR
Curtis Franklin Jr Bradbury
LITTLE ROCK, AR
CFA
David Cannon Prince
LITTLE ROCK, AR
Donald Lawrence Chaney
LITTLE ROCK, AR
Patricia Payne Vance
LITTLE ROCK, AR

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Nearby cities in Arkansas
ROGERS (26)FAYETTEVILLE (14)NORTH LITTLE ROCK (12)MAGNOLIA (7)BENTONVILLE (7)SEARCY (4)LOWELL (4)RUSSELLVILLE (4)CONWAY (4)HOT SPRINGS (3)
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Research
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