Unclaimed Profile

Patricia Payne Vance

STEPHENS INC.·LITTLE ROCK, Arkansas

SIE, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 63, Series 65Clean record28 years registeredSTEPHENS INC.

111 CENTER ST, LITTLE ROCK, AR 72201CRD# 2054106Firm CRD# 3496

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Payne Vance · LITTLE ROCK, AR

Registration

CRD #2054106 · STEPHENS INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STEPHENS INC.

STEPHENS

May 1998 – Oct 2022

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 63

Series 65

Registration record

First registered · May 14, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEPHENS INC.

CRD 3496 · SEC 801-15510

AUM

$14.8B

Regulatory assets under management

Employees

629

21,924 client accounts

Services offered by STEPHENS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STEPHENS INC. →

Introduction

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Frequently Asked Questions

What services does Patricia Payne Vance offer?

Patricia Payne Vance specializes in Financial Planning, Investment Management, Wealth Management.

What are Patricia Payne Vance's credentials?

Patricia Payne Vance is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Payne Vance located?

Patricia Payne Vance is based in LITTLE ROCK, Arkansas, last registered with STEPHENS INC..

How does Patricia Payne Vance charge for services?

Patricia Payne Vance's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEPHENS INC.?

STEPHENS INC. has approximately 629 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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