Unclaimed Profile

Samuel Thomas Swift

TCI WEALTH ADVISORS, INC.·TUCSON, Arizona

Series 65Clean record18 years registeredTCI WEALTH ADVISORS, INC.

4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 5495465Firm CRD# 107373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Thomas Swift · TUCSON, AZ

Registration

CRD #5495465 · TCI WEALTH ADVISORS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

TCI WEALTH ADVISORS, INC.

Jul 2008 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 21, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TCI WEALTH ADVISORS, INC.

CRD 107373 · SEC 801-37083

AUM

$4.1B

Regulatory assets under management

Employees

10,252 client accounts

Services offered by TCI WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TCI WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Samuel Thomas Swift offer?

Samuel Thomas Swift specializes in Financial Planning, Investment Management. Contact their office in TUCSON, Arizona for a consultation.

What are Samuel Thomas Swift's credentials?

Samuel Thomas Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Thomas Swift located?

Samuel Thomas Swift is based in TUCSON, Arizona, working with TCI WEALTH ADVISORS, INC.. Their office serves clients in the TUCSON metropolitan area and surrounding communities.

How does Samuel Thomas Swift charge for services?

Samuel Thomas Swift's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCI WEALTH ADVISORS, INC.?

TCI WEALTH ADVISORS, INC. has approximately 53 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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