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John Joseph Stephens

TCI WEALTH ADVISORS, INC.·TUCSON, Arizona
Series 65Clean record26 years registeredTCI WEALTH ADVISORS, INC.
4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 4535774Firm CRD# 107373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Joseph Stephens · TUCSON, AZ
Registration
CRD #4535774 · TCI WEALTH ADVISORS, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

TCI WEALTH ADVISORS, INC.
Feb 2000 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 24, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TCI WEALTH ADVISORS, INC.
CRD 107373 · SEC 801-37083
AUM
$4.1B
Regulatory assets under management
Employees
53
10,252 client accounts
Services offered by TCI WEALTH ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TCI WEALTH ADVISORS, INC. →
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05

Frequently Asked Questions

What services does John Joseph Stephens offer?
John Joseph Stephens specializes in Financial Planning, Investment Management. Contact their office in TUCSON, Arizona for a consultation.
What are John Joseph Stephens's credentials?
John Joseph Stephens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Joseph Stephens located?
John Joseph Stephens is based in TUCSON, Arizona, working with TCI WEALTH ADVISORS, INC.. Their office serves clients in the TUCSON metropolitan area and surrounding communities.
How does John Joseph Stephens charge for services?
John Joseph Stephens's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TCI WEALTH ADVISORS, INC.?
TCI WEALTH ADVISORS, INC. has approximately 53 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TCI WEALTH ADVISORS, INC.

Douglas Lee Nelson
TUCSON, AZ
Lori Ann Booth-Houle
TUCSON, AZ
Michael Anthony Grosso
TUCSON, AZ
Guy Wesley Holman
TUCSON, AZ
Justin Matthew Thomas
TUCSON, AZ
Kenneth Gerhard Riebe
TUCSON, AZ

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