AdvisorOS Directory
Claim Profile
Unclaimed Profile
LW

Laura Walton

TCI FOUNDATION INC.·TUCSON, Arizona
Series 65Clean record12 years registeredTCI FOUNDATION INC.
4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 6279507Firm CRD# 169921

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Laura Walton · TUCSON, AZ
Registration
CRD #6279507 · TCI FOUNDATION INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: TCI FOUNDATION INC.
TCI FOUNDATION INC.
Apr 2014 – Dec 2019
TUCSON, AZ
TCI WEALTH ADVISORS, INC.
Mar 2014 – Mar 2017
TUCSON, AZ
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 25, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TCI FOUNDATION INC.
CRD 169921 · SEC 801-79117
Employees
20
Total firm employees
Services offered by TCI FOUNDATION INC.
Per Form ADV
Financial planning
Client types served by the firm
Per Form ADV
High Net Worth Individuals
View all advisors at TCI FOUNDATION INC. →
Introduction

Speak with Laura

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Laura is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TUCSON?

Browse all registered financial advisors in TUCSON, Arizona or claim this profile if it's yours.

Browse TUCSON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Laura Walton offer?
Laura Walton specializes in Financial Planning.
What are Laura Walton's credentials?
Laura Walton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Laura Walton located?
Laura Walton is based in TUCSON, Arizona, last registered with TCI FOUNDATION INC..
How does Laura Walton charge for services?
Laura Walton's firm is compensated through other: none. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TCI FOUNDATION INC.?
TCI FOUNDATION INC. has approximately 20 employees. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at TCI FOUNDATION INC.

Scott Bennett
TUCSON, AZ
Henry Thomas Peck
TUCSON, AZ

More Advisors in TUCSON, Arizona

Alec Scott Berens
ATTESSA CAPITAL LLC·TUCSON, AZ
Lynsey Marie Richter
GR FINANCIAL GROUP, LLC·TUCSON, AZ
Alexander Devereaux Parrs
IRONWOOD FINANCIAL, LLC·TUCSON, AZ
CFPCFAChFC
Kenneth Lepore
SECURE INVESTMENT MANAGEMENT, LLC·TUCSON, AZ
Michael Allan Burdick
GORDIAN ADVISORS, LLC·TUCSON, AZ
Jason John Ruther
CAPITAL WEST PARTNERS, LLC·TUCSON, AZ

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Arizona
SCOTTSDALE (281)PHOENIX (137)MESA (26)TEMPE (18)CHANDLER (16)PEORIA (14)PRESCOTT (9)YUMA (7)FLAGSTAFF (6)GILBERT (6)
City Guides
SCOTTSDALE GuidePHOENIX GuideMESA GuideTEMPE GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
Request removal of this profile