Unclaimed Profile

Kenneth Lepore

SECURE INVESTMENT MANAGEMENT, LLC·TUCSON, Arizona

SIE, Series 7, Series 14, Series 24, Series 27, Series 53, Series 63, Series 65, Series 99TO23 years registeredSECURE INVESTMENT MANAGEMENT, LLC

3067 W. INA RD., TUCSON, AZ 85741CRD# 1356913Firm CRD# 141195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Lepore · TUCSON, AZ

Registration

CRD #1356913 · SECURE INVESTMENT MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECURE INVESTMENT MANAGEMENT, LLC

INTEGRITY ADVISORY SOLUTIONS

May 2024 – Jan 2025

Paso Robles, CA

SCOTTSDALE WEALTH ADVISORY LLC

Aug 2018 – Apr 2024

PARADISE VALLEY, AZ

SECURE INVESTMENT MANAGEMENT, LLC

Dec 2014 – Aug 2016

TUCSON, AZ

PROTECTIVE WEALTH MANAGEMENT, LLC

Jun 2013 – Dec 2013

SCOTTSDALE, AZ

UNIONBANC INVESTMENT SERVICES, LLC

Jul 2003 – Mar 2006

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 27

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · July 25, 2003

Years registered · 23

Disclosure History

2017Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SECURE INVESTMENT MANAGEMENT, LLC

CRD 141195 · SEC 801-80752

AUM

$32M

Regulatory assets under management

Employees

614 client accounts

Services offered by SECURE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECURE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Lepore offer?

Kenneth Lepore specializes in Financial Planning, Investment Management.

What are Kenneth Lepore's credentials?

Kenneth Lepore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Lepore located?

Kenneth Lepore is based in TUCSON, Arizona, last registered with SECURE INVESTMENT MANAGEMENT, LLC.

How does Kenneth Lepore charge for services?

Kenneth Lepore's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURE INVESTMENT MANAGEMENT, LLC?

SECURE INVESTMENT MANAGEMENT, LLC has approximately 12 employees and manages $32M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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