Unclaimed Profile

Lori Ann Booth-Houle

TCI WEALTH ADVISORS, INC.·TUCSON, Arizona

Series 65Clean record25 years registeredTCI WEALTH ADVISORS, INC.

4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 4521162Firm CRD# 107373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Ann Booth-Houle · TUCSON, AZ

Registration

CRD #4521162 · TCI WEALTH ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TCI WEALTH ADVISORS, INC.

TCI WEALTH ADVISORS, INC.

Feb 2016 – Dec 2022

Scottsdale, AZ

MOSS BOOTH WEALTH ADVISORS, INC.

Jun 2009 – Dec 2015

SCOTTSDALE, AZ

MILLER/RUSSELL & ASSOCIATES, INC.

Jul 2004 – May 2009

PHOENIX, AZ

MILLER/RUSSELL & ASSOCIATES INC

Jul 2001 – Aug 2004

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 30, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TCI WEALTH ADVISORS, INC.

CRD 107373 · SEC 801-37083

AUM

$4.1B

Regulatory assets under management

Employees

10,252 client accounts

Services offered by TCI WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TCI WEALTH ADVISORS, INC. →

Introduction

Speak with Lori

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lori is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TUCSON?

Browse all registered financial advisors in TUCSON, Arizona or claim this profile if it's yours.

Browse TUCSON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lori Ann Booth-Houle offer?

Lori Ann Booth-Houle specializes in Financial Planning, Investment Management.

What are Lori Ann Booth-Houle's credentials?

Lori Ann Booth-Houle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Ann Booth-Houle located?

Lori Ann Booth-Houle is based in TUCSON, Arizona, last registered with TCI WEALTH ADVISORS, INC..

How does Lori Ann Booth-Houle charge for services?

Lori Ann Booth-Houle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCI WEALTH ADVISORS, INC.?

TCI WEALTH ADVISORS, INC. has approximately 53 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →