Unclaimed Profile

Douglas Lee Nelson

TCI WEALTH ADVISORS, INC.·TUCSON, Arizona

Series 6531 years registeredTCI WEALTH ADVISORS, INC.

4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 2614473Firm CRD# 107373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Lee Nelson · TUCSON, AZ

Registration

CRD #2614473 · TCI WEALTH ADVISORS, INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TCI WEALTH ADVISORS, INC.

TCI WEALTH ADVISORS, INC.

Feb 2008 – Apr 2026

TUCSON, AZ

AQN ADVISORS INC

Jan 2004 – Apr 2008

RENO, NV

ASHLEY QUINN, CPAS AND CONSULTANTS, LTD.

Jun 1995 – Mar 2009

INCLINE VILLAGE, NV

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 27, 1995

Years registered · 31

Disclosure History

2024Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TCI WEALTH ADVISORS, INC.

CRD 107373 · SEC 801-37083

AUM

$4.1B

Regulatory assets under management

Employees

10,252 client accounts

Services offered by TCI WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TCI WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Douglas Lee Nelson offer?

Douglas Lee Nelson specializes in Financial Planning, Investment Management.

What are Douglas Lee Nelson's credentials?

Douglas Lee Nelson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Lee Nelson located?

Douglas Lee Nelson is based in TUCSON, Arizona, last registered with TCI WEALTH ADVISORS, INC..

How does Douglas Lee Nelson charge for services?

Douglas Lee Nelson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCI WEALTH ADVISORS, INC.?

TCI WEALTH ADVISORS, INC. has approximately 53 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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