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Lisa Yvonne Swift

TCI WEALTH ADVISORS, INC.·TUCSON, Arizona
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4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 2557136Firm CRD# 107373
01

About

Lisa Yvonne Swift is a registered financial advisor based in TUCSON, Arizona, affiliated with TCI WEALTH ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TCI WEALTH ADVISORS, INC.
TCI WEALTH ADVISORS, INC.
AUM
$4.1B
Regulatory assets under management
Employees
53
Total firm employees
View all advisors at TCI WEALTH ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2557136
Firm CRD# 107373
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lisa Yvonne Swift offer?
Lisa Yvonne Swift specializes in Financial Planning, Investment Management. Contact their office in TUCSON, Arizona for a consultation.
What are Lisa Yvonne Swift's credentials?
Lisa Yvonne Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Yvonne Swift located?
Lisa Yvonne Swift is based in TUCSON, Arizona, working with TCI WEALTH ADVISORS, INC.. Their office serves clients in the TUCSON metropolitan area and surrounding communities.
How does Lisa Yvonne Swift charge for services?
Lisa Yvonne Swift's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TCI WEALTH ADVISORS, INC.?
TCI WEALTH ADVISORS, INC. has approximately 53 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Arizona
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City Guides
SCOTTSDALE GuidePHOENIX GuideMESA GuideCHANDLER GuideTEMPE Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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