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Catherine Ann Nichols

TCI WEALTH ADVISORS, INC.·TUCSON, Arizona
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4011 EAST SUNRISE DRIVE, TUCSON, AZ 85718CRD# 5538588Firm CRD# 107373
01

About

Catherine Ann Nichols is a registered financial advisor based in TUCSON, Arizona, affiliated with TCI WEALTH ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TCI WEALTH ADVISORS, INC.
TCI WEALTH ADVISORS, INC.
AUM
$4.1B
Regulatory assets under management
Employees
53
Total firm employees
View all advisors at TCI WEALTH ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5538588
Firm CRD# 107373
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Catherine Ann Nichols offer?
Catherine Ann Nichols specializes in Financial Planning, Investment Management. Contact their office in TUCSON, Arizona for a consultation.
What are Catherine Ann Nichols's credentials?
Catherine Ann Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Ann Nichols located?
Catherine Ann Nichols is based in TUCSON, Arizona, working with TCI WEALTH ADVISORS, INC.. Their office serves clients in the TUCSON metropolitan area and surrounding communities.
How does Catherine Ann Nichols charge for services?
Catherine Ann Nichols's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TCI WEALTH ADVISORS, INC.?
TCI WEALTH ADVISORS, INC. has approximately 53 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
SCOTTSDALE GuidePHOENIX GuideMESA GuideCHANDLER GuideTEMPE Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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