Unclaimed Profile

William Wallace Smead

SMEAD CAPITAL MANAGEMENT, INC.·PHOENIX, Arizona

Series 5, Series 7, Series 8, Series 63, Series 65Clean record24 years registeredSMEAD CAPITAL MANAGEMENT, INC.

2502 EAST CAMELBACK ROAD, PHOENIX, AZ 85016CRD# 1020717Firm CRD# 143567

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Wallace Smead · PHOENIX, AZ

Registration

CRD #1020717 · SMEAD CAPITAL MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

SMEAD CAPITAL MANAGEMENT, INC.

Jun 2007 – present

WACHOVIA SECURITIES, LLC

Sep 2001 – Jul 2007

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · September 18, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMEAD CAPITAL MANAGEMENT, INC.

CRD 143567 · SEC 801-67839

AUM

$6.1B

Regulatory assets under management

Employees

87 client accounts

Services offered by SMEAD CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SMEAD CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does William Wallace Smead offer?

William Wallace Smead specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in PHOENIX, Arizona for a consultation.

What are William Wallace Smead's credentials?

William Wallace Smead is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Wallace Smead located?

William Wallace Smead is based in PHOENIX, Arizona, working with SMEAD CAPITAL MANAGEMENT, INC.. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does William Wallace Smead charge for services?

William Wallace Smead's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMEAD CAPITAL MANAGEMENT, INC.?

SMEAD CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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