Unclaimed Profile

Cole W. Smead

SMEAD CAPITAL MANAGEMENT, INC.·PHOENIX, Arizona

Series 3, Series 7, Series 66Clean record19 years registeredSMEAD CAPITAL MANAGEMENT, INC.

2502 EAST CAMELBACK ROAD, PHOENIX, AZ 85016CRD# 5225268Firm CRD# 143567

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cole W. Smead · PHOENIX, AZ

Registration

CRD #5225268 · SMEAD CAPITAL MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

SMEAD CAPITAL MANAGEMENT, INC.

Oct 2007 – present

WACHOVIA SECURITIES, LLC

Nov 2006 – Jul 2007

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 66

Registration record

First registered · November 6, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMEAD CAPITAL MANAGEMENT, INC.

CRD 143567 · SEC 801-67839

AUM

$6.1B

Regulatory assets under management

Employees

87 client accounts

Services offered by SMEAD CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SMEAD CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Cole W. Smead offer?

Cole W. Smead specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in PHOENIX, Arizona for a consultation.

What are Cole W. Smead's credentials?

Cole W. Smead is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cole W. Smead located?

Cole W. Smead is based in PHOENIX, Arizona, working with SMEAD CAPITAL MANAGEMENT, INC.. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Cole W. Smead charge for services?

Cole W. Smead's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMEAD CAPITAL MANAGEMENT, INC.?

SMEAD CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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