Unclaimed Profile

Ericka V Herrera

ONE WEALTH CAPITAL MANAGEMENT, LLC·PHOENIX, Arizona

Series 65Clean record8 years registeredONE WEALTH CAPITAL MANAGEMENT, LLC

2425 E CAMELBACK RD, PHOENIX, AZ 85016CRD# 6707329Firm CRD# 331395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ericka V Herrera · PHOENIX, AZ

Registration

CRD #6707329 · ONE WEALTH CAPITAL MANAGEMENT, LLC · 8 years registered

Brand Profile

Not yet started

Career History

ONE WEALTH INVESTORS

Mar 2021 – present

LINN WEALTH MANAGEMENT

Apr 2018 – Jul 2020

Aventura, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 24, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD 331395 · SEC 801-130300

AUM

$271M

Regulatory assets under management

Employees

498 client accounts

Services offered by ONE WEALTH CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ONE WEALTH CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ericka V Herrera offer?

Ericka V Herrera specializes in Financial Planning, Investment Management. Contact their office in PHOENIX, Arizona for a consultation.

What are Ericka V Herrera's credentials?

Ericka V Herrera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ericka V Herrera located?

Ericka V Herrera is based in PHOENIX, Arizona, working with ONE WEALTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Ericka V Herrera charge for services?

Ericka V Herrera's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE WEALTH CAPITAL MANAGEMENT, LLC?

ONE WEALTH CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $271M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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