Unclaimed Profile

Peter Harry Hoopis

ONE WEALTH CAPITAL MANAGEMENT, LLC·SCOTTSDALE, Arizona

SIE, Series 6, Series 7, Series 9, Series 10, Series 24, Series 26, Series 63, Series 66ChFCClean record16 years registeredONE WEALTH CAPITAL MANAGEMENT, LLC

4900 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85251CRD# 3272874Firm CRD# 331395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Harry Hoopis · SCOTTSDALE, AZ

Registration

CRD #3272874 · ONE WEALTH CAPITAL MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ONE WEALTH CAPITAL MANAGEMENT, LLC

ONE WEALTH CAPITAL MANAGEMENT, LLC

May 2024 – May 2025

Lake Forest, IL

ONE WEALTH MANAGEMENT

Oct 2023 – Jul 2024

CHICAGO, IL

PARK AVENUE SECURITIES LLC

Mar 2021 – Jun 2023

LIBERTYVILLE, IL

EAGLE STRATEGIES LLC

Jun 2020 – Mar 2021

DEERFIELD, IL

MML INVESTORS SERVICES, LLC

Jul 2012 – Feb 2020

CHICAGO, IL

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

May 2010 – Apr 2012

SKOKIE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 24

Series 26

Series 63

Series 66

Registration record

First registered · May 6, 2010

Years registered · 16

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD 331395 · SEC 801-130300

AUM

$271M

Regulatory assets under management

Employees

498 client accounts

Services offered by ONE WEALTH CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ONE WEALTH CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Peter Harry Hoopis offer?

Peter Harry Hoopis specializes in Financial Planning, Investment Management.

What are Peter Harry Hoopis's credentials?

Peter Harry Hoopis holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Peter Harry Hoopis located?

Peter Harry Hoopis is based in SCOTTSDALE, Arizona, last registered with ONE WEALTH CAPITAL MANAGEMENT, LLC.

How does Peter Harry Hoopis charge for services?

Peter Harry Hoopis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE WEALTH CAPITAL MANAGEMENT, LLC?

ONE WEALTH CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $271M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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