Unclaimed Profile

Jeremy Paul Dicker

ONE WEALTH CAPITAL MANAGEMENT, LLC·SCOTTSDALE, Arizona

SIE, Series 6, Series 63, Series 6518 years registeredONE WEALTH CAPITAL MANAGEMENT, LLC

4900 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85251CRD# 2706452Firm CRD# 331395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeremy Paul Dicker · SCOTTSDALE, AZ

Registration

CRD #2706452 · ONE WEALTH CAPITAL MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

ONE WEALTH CAPITAL MANAGEMENT, LLC

May 2024 – present

ONE WEALTH MANAGEMENT

Jul 2023 – Jul 2024

Phoenix, AZ

PARK AVENUE SECURITIES LLC

Dec 2018 – Jun 2023

PHOENIX, AZ

MML INVESTORS SERVICES, LLC

Dec 2012 – Nov 2018

SANTA MONICA, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Oct 2007 – Dec 2012

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · October 18, 2007

Years registered · 18

Disclosure History

2023Customer Dispute·Settled

2012Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD 331395 · SEC 801-130300

AUM

$271M

Regulatory assets under management

Employees

498 client accounts

Services offered by ONE WEALTH CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ONE WEALTH CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jeremy Paul Dicker offer?

Jeremy Paul Dicker specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Jeremy Paul Dicker's credentials?

Jeremy Paul Dicker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeremy Paul Dicker located?

Jeremy Paul Dicker is based in SCOTTSDALE, Arizona, working with ONE WEALTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Jeremy Paul Dicker charge for services?

Jeremy Paul Dicker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE WEALTH CAPITAL MANAGEMENT, LLC?

ONE WEALTH CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $271M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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