Unclaimed Profile

James Peter Norwood

PFG ADVISORS, LLC·PEORIA, Arizona

SIE, Series 7, Series 26, Series 63Clean record28 years registeredPFG ADVISORS, LLC

16150 N. ARROWHEAD FOUNTAINS CENTER DRIVE, PEORIA, AZ 85382CRD# 1575203Firm CRD# 173344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Peter Norwood · PEORIA, AZ

Registration

CRD #1575203 · PFG ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PFG ADVISORS, LLC

LPL FINANCIAL LLC

Dec 1997 – Dec 2012

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 26

Series 63

Registration record

First registered · December 31, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFG ADVISORS, LLC

CRD 173344 · SEC 801-80797

AUM

$2.3B

Regulatory assets under management

Employees

115

11,752 client accounts

Services offered by PFG ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Peter Norwood offer?

James Peter Norwood specializes in Financial Planning, Investment Management.

What are James Peter Norwood's credentials?

James Peter Norwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Peter Norwood located?

James Peter Norwood is based in PEORIA, Arizona, last registered with PFG ADVISORS, LLC.

How does James Peter Norwood charge for services?

James Peter Norwood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG ADVISORS, LLC?

PFG ADVISORS, LLC has approximately 115 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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