Unclaimed Profile

William Everette Richardson

STONEGATE INVESTMENT GROUP, LLC·BIRMINGHAM, Alabama

SIE, Series 1, Series 7TO, Series 63Clean record34 years registeredSTONEGATE INVESTMENT GROUP, LLC

2005 STONEGATE TRAIL, BIRMINGHAM, AL 35242CRD# 375865Firm CRD# 314889

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Everette Richardson · BIRMINGHAM, AL

Registration

CRD #375865 · STONEGATE INVESTMENT GROUP, LLC · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STONEGATE INVESTMENT GROUP, LLC

STONEGATE INVESTMENT GROUP, LLC

Jul 2021 – May 2023

BIRMINGHAM, AL

UBS FINANCIAL SERVICES INC.

Feb 1992 – Jul 2021

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 63

Registration record

First registered · February 18, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONEGATE INVESTMENT GROUP, LLC

CRD 314889 · SEC 801-121509

AUM

$4.6B

Regulatory assets under management

Employees

2,572 client accounts

Services offered by STONEGATE INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at STONEGATE INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does William Everette Richardson offer?

William Everette Richardson specializes in Financial Planning, Investment Management, Retirement Planning.

What are William Everette Richardson's credentials?

William Everette Richardson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Everette Richardson located?

William Everette Richardson is based in BIRMINGHAM, Alabama, last registered with STONEGATE INVESTMENT GROUP, LLC.

How does William Everette Richardson charge for services?

William Everette Richardson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEGATE INVESTMENT GROUP, LLC?

STONEGATE INVESTMENT GROUP, LLC has approximately 13 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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