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James Walter Allen

STONEGATE INVESTMENT GROUP, LLC·BIRMINGHAM, Alabama
Unclaimed Profile
2005 STONEGATE TRAIL, BIRMINGHAM, AL 35242CRD# 4879505Firm CRD# 314889
01

About

James Walter Allen is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with STONEGATE INVESTMENT GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
STONEGATE INVESTMENT GROUP, LLC
STONEGATE INVESTMENT GROUP, LLC
AUM
$4.6B
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at STONEGATE INVESTMENT GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4879505
Firm CRD# 314889
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Walter Allen offer?
James Walter Allen specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are James Walter Allen's credentials?
James Walter Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Walter Allen located?
James Walter Allen is based in BIRMINGHAM, Alabama, working with STONEGATE INVESTMENT GROUP, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does James Walter Allen charge for services?
James Walter Allen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STONEGATE INVESTMENT GROUP, LLC?
STONEGATE INVESTMENT GROUP, LLC has approximately 13 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STONEGATE INVESTMENT GROUP, LLC

Christopher J Compton
BIRMINGHAM, AL
Harry Lawrence Cowley
BIRMINGHAM, AL
William Everette Richardson
BIRMINGHAM, AL
Mark Francis Sommer
BIRMINGHAM, AL
Matthew Crisman Brown
BIRMINGHAM, AL
Tony Randall Smith
BIRMINGHAM, AL

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