Unclaimed Profile

Christopher J Compton

STONEGATE INVESTMENT GROUP, LLC·BIRMINGHAM, Alabama

Clean recordSTONEGATE INVESTMENT GROUP, LLC

2005 STONEGATE TRAIL, BIRMINGHAM, AL 35242CRD# 4804076Firm CRD# 314889

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher J Compton · BIRMINGHAM, AL

Registration

CRD #4804076 · STONEGATE INVESTMENT GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Christopher J Compton is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with STONEGATE INVESTMENT GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

STONEGATE INVESTMENT GROUP, LLC

AUM

$4.6B

Regulatory assets under management

Employees

Total firm employees

View all advisors at STONEGATE INVESTMENT GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4804076

Firm CRD# 314889

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Christopher J Compton offer?

Christopher J Compton specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Christopher J Compton's credentials?

Christopher J Compton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher J Compton located?

Christopher J Compton is based in BIRMINGHAM, Alabama, working with STONEGATE INVESTMENT GROUP, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Christopher J Compton charge for services?

Christopher J Compton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEGATE INVESTMENT GROUP, LLC?

STONEGATE INVESTMENT GROUP, LLC has approximately 13 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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