Unclaimed Profile

Christopher J Compton

STONEGATE INVESTMENT GROUP, LLC·BIRMINGHAM, Alabama

SIE, Series 7, Series 31, Series 63, Series 65Clean record17 years registeredSTONEGATE INVESTMENT GROUP, LLC

2005 STONEGATE TRAIL, BIRMINGHAM, AL 35242CRD# 4804076Firm CRD# 314889

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher J Compton · BIRMINGHAM, AL

Registration

CRD #4804076 · STONEGATE INVESTMENT GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

NEWEDGE ADVISORS

Dec 2025 – present

STONEGATE INVESTMENT GROUP, LLC

Jul 2021 – Dec 2025

BIRMINGHAM, AL

UBS FINANCIAL SERVICES INC.

Oct 2008 – Jul 2021

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · October 8, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONEGATE INVESTMENT GROUP, LLC

CRD 314889 · SEC 801-121509

AUM

$4.6B

Regulatory assets under management

Employees

2,572 client accounts

Services offered by STONEGATE INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at STONEGATE INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher J Compton offer?

Christopher J Compton specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Christopher J Compton's credentials?

Christopher J Compton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher J Compton located?

Christopher J Compton is based in BIRMINGHAM, Alabama, working with STONEGATE INVESTMENT GROUP, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Christopher J Compton charge for services?

Christopher J Compton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEGATE INVESTMENT GROUP, LLC?

STONEGATE INVESTMENT GROUP, LLC has approximately 13 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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