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Richard Scott Graham

HIGHLAND ASSOCIATES INC·BIRMINGHAM, Alabama
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2545 HIGHLAND AVENUE SOUTH, BIRMINGHAM, AL 35205CRD# 5236769Firm CRD# 104948
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About

Richard Scott Graham is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with HIGHLAND ASSOCIATES INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
HIGHLAND ASSOCIATES INC
HIGHLAND ASSOCIATES INC
AUM
$23.6B
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at HIGHLAND ASSOCIATES INC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5236769
Firm CRD# 104948
8 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Scott Graham offer?
Richard Scott Graham specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Richard Scott Graham's credentials?
Richard Scott Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Scott Graham located?
Richard Scott Graham is based in BIRMINGHAM, Alabama, working with HIGHLAND ASSOCIATES INC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Richard Scott Graham charge for services?
Richard Scott Graham's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGHLAND ASSOCIATES INC?
HIGHLAND ASSOCIATES INC has approximately 19 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BIRMINGHAM
Justin Thomas Russell — WAVERLY ADVISORS, LLCRhett Christian Bennett — RESEED FUND MANAGER, LLCEric Jason Ralph — HIGHLAND ASSOCIATES INCCarl Donald Hess — H/N MANAGEMENT, LLCJames Samuel Fitch — BRIDGEWORTH, LLC
Nearby cities in Alabama
MOBILE (54)HUNTSVILLE (39)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
MOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
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