Unclaimed Profile

Richard Scott Graham

HIGHLAND ASSOCIATES INC·BIRMINGHAM, Alabama

SIE, Series 6, Series 63CFAClean record19 years registeredHIGHLAND ASSOCIATES INC

2545 HIGHLAND AVENUE SOUTH, BIRMINGHAM, AL 35205CRD# 5236769Firm CRD# 104948

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Scott Graham · BIRMINGHAM, AL

Registration

CRD #5236769 · HIGHLAND ASSOCIATES INC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HIGHLAND ASSOCIATES INC

HIGHLAND ASSOCIATES INC

Oct 2006 – Dec 2020

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Registration record

First registered · October 20, 2006

Years registered · 19

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHLAND ASSOCIATES INC

CRD 104948 · SEC 801-30248

AUM

$23.6B

Regulatory assets under management

Employees

61 client accounts

Services offered by HIGHLAND ASSOCIATES INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at HIGHLAND ASSOCIATES INC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BIRMINGHAM?

Browse all registered financial advisors in BIRMINGHAM, Alabama or claim this profile if it's yours.

Browse BIRMINGHAM Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Scott Graham offer?

Richard Scott Graham specializes in Investment Management, Retirement Planning, Wealth Management.

What are Richard Scott Graham's credentials?

Richard Scott Graham holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Scott Graham located?

Richard Scott Graham is based in BIRMINGHAM, Alabama, last registered with HIGHLAND ASSOCIATES INC.

How does Richard Scott Graham charge for services?

Richard Scott Graham's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND ASSOCIATES INC?

HIGHLAND ASSOCIATES INC has approximately 19 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →