Unclaimed Profile

John Robert Doody

HIGHLAND ASSOCIATES INC·BIRMINGHAM, Alabama

Series 7, Series 7TO, Series 24, Series 63CFAClean record28 years registeredHIGHLAND ASSOCIATES INC

2545 HIGHLAND AVENUE, BIRMINGHAM, AL 35205CRD# 1703990Firm CRD# 104948

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Robert Doody · BIRMINGHAM, AL

Registration

CRD #1703990 · HIGHLAND ASSOCIATES INC · 28 years registered

Brand Profile

Not yet started

Career History

NBC SECURITIES, INC.

Apr 2021 – present

HIGHLAND ASSOCIATES INC

May 1998 – Dec 2014

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 7

Series 7TO

Series 24

Series 63

Registration record

First registered · May 18, 1998

Years registered · 28

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHLAND ASSOCIATES INC

CRD 104948 · SEC 801-30248

AUM

$23.6B

Regulatory assets under management

Employees

61 client accounts

Services offered by HIGHLAND ASSOCIATES INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at HIGHLAND ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does John Robert Doody offer?

John Robert Doody specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are John Robert Doody's credentials?

John Robert Doody holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Robert Doody located?

John Robert Doody is based in BIRMINGHAM, Alabama, working with HIGHLAND ASSOCIATES INC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does John Robert Doody charge for services?

John Robert Doody's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND ASSOCIATES INC?

HIGHLAND ASSOCIATES INC has approximately 19 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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