Unclaimed Profile

John Michael Thomas

HIGHLAND ASSOCIATES INC·BIRMINGHAM, Alabama

SIE, Series 6, Series 63CFAClean record16 years registeredHIGHLAND ASSOCIATES INC

2545 HIGHLAND AVENUE, BIRMINGHAM, AL 35205CRD# 5728221Firm CRD# 104948

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Thomas · BIRMINGHAM, AL

Registration

CRD #5728221 · HIGHLAND ASSOCIATES INC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HIGHLAND ASSOCIATES INC

HIGHLAND ASSOCIATES INC

Nov 2009 – Dec 2023

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Registration record

First registered · November 4, 2009

Years registered · 16

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHLAND ASSOCIATES INC

CRD 104948 · SEC 801-30248

AUM

$23.6B

Regulatory assets under management

Employees

61 client accounts

Services offered by HIGHLAND ASSOCIATES INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at HIGHLAND ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does John Michael Thomas offer?

John Michael Thomas specializes in Investment Management, Retirement Planning, Wealth Management.

What are John Michael Thomas's credentials?

John Michael Thomas holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Michael Thomas located?

John Michael Thomas is based in BIRMINGHAM, Alabama, last registered with HIGHLAND ASSOCIATES INC.

How does John Michael Thomas charge for services?

John Michael Thomas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND ASSOCIATES INC?

HIGHLAND ASSOCIATES INC has approximately 19 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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