Unclaimed Profile

Francesca Allen Smitherman

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama

Series 7, Series 65Clean record25 years registeredREGIONS INVESTMENT MANAGEMENT, INC.

1900 5TH AVENUE NORTH, BIRMINGHAM, AL 35203-2618CRD# 2904466Firm CRD# 111715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Francesca Allen Smitherman · BIRMINGHAM, AL

Registration

CRD #2904466 · REGIONS INVESTMENT MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

REGIONS INVESTMENT MANAGEMENT, INC.

Jan 2008 – present

AMSOUTH ASSET MANAGEMENT, INC.

Apr 2004 – Jan 2008

BIRMINGHAM, AL

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

Jun 2001 – Oct 2003

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Registration record

First registered · June 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGIONS INVESTMENT MANAGEMENT, INC.

CRD 111715 · SEC 801-27629

AUM

$17.0B

Regulatory assets under management

Employees

2 client accounts

Services offered by REGIONS INVESTMENT MANAGEMENT, INC.

Per Form ADV

Selection of other advisers

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Introduction

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Frequently Asked Questions

What services does Francesca Allen Smitherman offer?

Francesca Allen Smitherman specializes in Wealth Management, Fee-Only Advisory. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Francesca Allen Smitherman's credentials?

Francesca Allen Smitherman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Francesca Allen Smitherman located?

Francesca Allen Smitherman is based in BIRMINGHAM, Alabama, working with REGIONS INVESTMENT MANAGEMENT, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Francesca Allen Smitherman charge for services?

Francesca Allen Smitherman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGIONS INVESTMENT MANAGEMENT, INC.?

REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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