Unclaimed Profile

Brian B Sullivan

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama

Series 63, Series 65Clean record26 years registeredREGIONS INVESTMENT MANAGEMENT, INC.

1901 6TH AVENUE NORTH, BIRMINGHAM, AL 35203-2618CRD# 2741207Firm CRD# 111715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian B Sullivan · BIRMINGHAM, AL

Registration

CRD #2741207 · REGIONS INVESTMENT MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REGIONS INVESTMENT MANAGEMENT, INC.

REGIONS INVESTMENT MANAGEMENT, INC.

Jan 2008 – Oct 2018

BIRMINGHAM, AL

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

May 2001 – Oct 2003

BIRMINGHAM, AL

AMSOUTH ASSET MANAGEMENT, INC.

Aug 1999 – Jan 2008

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 63

Series 65

Registration record

First registered · August 31, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGIONS INVESTMENT MANAGEMENT, INC.

CRD 111715 · SEC 801-27629

AUM

$17.0B

Regulatory assets under management

Employees

2 client accounts

Services offered by REGIONS INVESTMENT MANAGEMENT, INC.

Per Form ADV

Selection of other advisers

View all advisors at REGIONS INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Brian B Sullivan offer?

Brian B Sullivan specializes in Wealth Management, Fee-Only Advisory.

What are Brian B Sullivan's credentials?

Brian B Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian B Sullivan located?

Brian B Sullivan is based in BIRMINGHAM, Alabama, last registered with REGIONS INVESTMENT MANAGEMENT, INC..

How does Brian B Sullivan charge for services?

Brian B Sullivan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGIONS INVESTMENT MANAGEMENT, INC.?

REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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