Unclaimed Profile

Tammy Ridley Roden

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama

REGIONS INVESTMENT MANAGEMENT, INC.

1900 5TH AVENUE NORTH, BIRMINGHAM, AL 35203-2618CRD# 1613745Firm CRD# 111715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tammy Ridley Roden · BIRMINGHAM, AL

Registration

CRD #1613745 · REGIONS INVESTMENT MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

8 disclosures on file · See FINRA BrokerCheck for full record

About

Tammy Ridley Roden is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with REGIONS INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Wealth Management

Fee-Only Advisory

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

REGIONS INVESTMENT MANAGEMENT, INC.

AUM

$17.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at REGIONS INVESTMENT MANAGEMENT, INC. →

Services

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1613745

Firm CRD# 111715

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Tammy Ridley Roden offer?

Tammy Ridley Roden specializes in Wealth Management, Fee-Only Advisory. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Tammy Ridley Roden's credentials?

Tammy Ridley Roden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tammy Ridley Roden located?

Tammy Ridley Roden is based in BIRMINGHAM, Alabama, working with REGIONS INVESTMENT MANAGEMENT, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Tammy Ridley Roden charge for services?

Tammy Ridley Roden's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGIONS INVESTMENT MANAGEMENT, INC.?

REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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