Unclaimed Profile

Tammy Ridley Roden

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 24, Series 53, Series 63, Series 66Clean record17 years registeredREGIONS INVESTMENT MANAGEMENT, INC.

1900 5TH AVENUE NORTH, BIRMINGHAM, AL 35203-2618CRD# 1613745Firm CRD# 111715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tammy Ridley Roden · BIRMINGHAM, AL

Registration

CRD #1613745 · REGIONS INVESTMENT MANAGEMENT, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REGIONS INVESTMENT MANAGEMENT, INC.

INVESTMENT ADVISORS

Nov 2008 – Sep 2012

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · November 19, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGIONS INVESTMENT MANAGEMENT, INC.

CRD 111715 · SEC 801-27629

AUM

$17.0B

Regulatory assets under management

Employees

2 client accounts

Services offered by REGIONS INVESTMENT MANAGEMENT, INC.

Per Form ADV

Selection of other advisers

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Introduction

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Frequently Asked Questions

What services does Tammy Ridley Roden offer?

Tammy Ridley Roden specializes in Wealth Management, Fee-Only Advisory.

What are Tammy Ridley Roden's credentials?

Tammy Ridley Roden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tammy Ridley Roden located?

Tammy Ridley Roden is based in BIRMINGHAM, Alabama, last registered with REGIONS INVESTMENT MANAGEMENT, INC..

How does Tammy Ridley Roden charge for services?

Tammy Ridley Roden's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGIONS INVESTMENT MANAGEMENT, INC.?

REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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