Unclaimed Profile

Barry Steven Sattell

SATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC·WAUWATOSA, Wisconsin

Series 6, Series 63, Series 65Clean record18 years registeredSATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC

10401 W INNOVATION DR, WAUWATOSA, WI 53226CRD# 3205011Firm CRD# 143550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barry Steven Sattell · WAUWATOSA, WI

Registration

CRD #3205011 · SATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC

SJA FINANCIAL ADVISORY, LLC

Dec 2014 – Jun 2020

WAUWATOSA, WI

HARBOUR INVESTMENTS, INC.

Oct 2009 – Oct 2009

MENOMONEE FALLS, WI

FIRST ALLIED SECURITIES, INC.

Nov 2007 – Mar 2008

MENOMONEE FALLS, WI

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · November 1, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROADVIEW FINANCIAL MANAGEMENT, LLC

CRD 143550 · SEC 801-77625

AUM

$549M

Regulatory assets under management

Employees

1,284 client accounts

Services offered by BROADVIEW FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BROADVIEW FINANCIAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Barry Steven Sattell offer?

Barry Steven Sattell specializes in Financial Planning, Investment Management.

What are Barry Steven Sattell's credentials?

Barry Steven Sattell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barry Steven Sattell located?

Barry Steven Sattell is based in WAUWATOSA, Wisconsin, last registered with SATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC.

How does Barry Steven Sattell charge for services?

Barry Steven Sattell's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC?

SATTELL, JOHNSON, APPEL FINANCIAL ADVISORY, LLC has approximately 9 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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