Unclaimed Profile

Amanda Hunn Taylor

BROADVIEW FINANCIAL MANAGEMENT, LLC·WAUWATOSA, Wisconsin

SIE, Series 6, Series 7, Series 63, Series 66Clean record18 years registeredBROADVIEW FINANCIAL MANAGEMENT, LLC

10401 W INNOVATION DR, WAUWATOSA, WI 53226CRD# 3245959Firm CRD# 143550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amanda Hunn Taylor · WAUWATOSA, WI

Registration

CRD #3245959 · BROADVIEW FINANCIAL MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

BROADVIEW FINANCIAL MANAGEMENT, LLC

Aug 2016 – present

STRATEGIC ADVISERS, INC.

Oct 2012 – May 2016

BROOKFIELD, WI

WELLS FARGO FUNDS MANAGEMENT, LLC

Sep 2007 – Sep 2012

MENOMONEE FALLS, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · September 24, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROADVIEW FINANCIAL MANAGEMENT, LLC

CRD 143550 · SEC 801-77625

AUM

$549M

Regulatory assets under management

Employees

1,284 client accounts

Services offered by BROADVIEW FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BROADVIEW FINANCIAL MANAGEMENT, LLC →

Introduction

Speak with Amanda

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Amanda is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WAUWATOSA?

Browse all registered financial advisors in WAUWATOSA, Wisconsin or claim this profile if it's yours.

Browse WAUWATOSA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Amanda Hunn Taylor offer?

Amanda Hunn Taylor specializes in Financial Planning, Investment Management. Contact their office in WAUWATOSA, Wisconsin for a consultation.

What are Amanda Hunn Taylor's credentials?

Amanda Hunn Taylor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amanda Hunn Taylor located?

Amanda Hunn Taylor is based in WAUWATOSA, Wisconsin, working with BROADVIEW FINANCIAL MANAGEMENT, LLC. Their office serves clients in the WAUWATOSA metropolitan area and surrounding communities.

How does Amanda Hunn Taylor charge for services?

Amanda Hunn Taylor's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROADVIEW FINANCIAL MANAGEMENT, LLC?

BROADVIEW FINANCIAL MANAGEMENT, LLC has approximately 9 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →