Unclaimed Profile

Adam William Dodge

BROADVIEW FINANCIAL MANAGEMENT, LLC·WAUWATOSA, Wisconsin

Series 7, Series 66CFPClean record16 years registeredBROADVIEW FINANCIAL MANAGEMENT, LLC

10401 W INNOVATION DR, WAUWATOSA, WI 53226CRD# 5581033Firm CRD# 143550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam William Dodge · WAUWATOSA, WI

Registration

CRD #5581033 · BROADVIEW FINANCIAL MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

BROADVIEW FINANCIAL MANAGEMENT, LLC

Jan 2012 – present

STRATEGIC ADVISERS, INC.

Jan 2010 – Jun 2011

BROOKFIELD, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 26, 2010

Years registered · 16

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROADVIEW FINANCIAL MANAGEMENT, LLC

CRD 143550 · SEC 801-77625

AUM

$549M

Regulatory assets under management

Employees

1,284 client accounts

Services offered by BROADVIEW FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BROADVIEW FINANCIAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Adam William Dodge offer?

Adam William Dodge specializes in Financial Planning, Investment Management. Contact their office in WAUWATOSA, Wisconsin for a consultation.

What are Adam William Dodge's credentials?

Adam William Dodge holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Adam William Dodge located?

Adam William Dodge is based in WAUWATOSA, Wisconsin, working with BROADVIEW FINANCIAL MANAGEMENT, LLC. Their office serves clients in the WAUWATOSA metropolitan area and surrounding communities.

How does Adam William Dodge charge for services?

Adam William Dodge's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROADVIEW FINANCIAL MANAGEMENT, LLC?

BROADVIEW FINANCIAL MANAGEMENT, LLC has approximately 9 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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