Unclaimed Profile

Kevin John Bay

KEVIN BAY INVESTMENTS, LLC·PEWAUKEE, Wisconsin

SIE, Series 7, Series 7TO, Series 63, Series 65Clean record24 years registeredKEVIN BAY INVESTMENTS, LLC

285 FOREST GROVE DRIVE, SUITE 105, PEWAUKEE, WI 53072-9958CRD# 1617238Firm CRD# 144987

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin John Bay · PEWAUKEE, WI

Registration

CRD #1617238 · KEVIN BAY INVESTMENTS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jul 2019 – present

KEVIN BAY INVESTMENTS, LLC

Nov 2007 – Aug 2019

PEWAUKEE, WI

UBS FINANCIAL SERVICES INC.

Aug 2006 – Nov 2007

DELAFIELD, WI

PIPER JAFFRAY & CO.

Apr 2002 – Aug 2006

DELAFIELD, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 65

Registration record

First registered · April 23, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEVIN BAY INVESTMENTS, LLC

CRD 144987 · SEC 801-68368

AUM

$128M

Regulatory assets under management

Employees

664 client accounts

Services offered by KEVIN BAY INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at KEVIN BAY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin John Bay offer?

Kevin John Bay specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PEWAUKEE, Wisconsin for a consultation.

What are Kevin John Bay's credentials?

Kevin John Bay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin John Bay located?

Kevin John Bay is based in PEWAUKEE, Wisconsin, working with KEVIN BAY INVESTMENTS, LLC. Their office serves clients in the PEWAUKEE metropolitan area and surrounding communities.

How does Kevin John Bay charge for services?

Kevin John Bay's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEVIN BAY INVESTMENTS, LLC?

KEVIN BAY INVESTMENTS, LLC has approximately 7 employees and manages $128M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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