Unclaimed Profile

Jan Brian Cliff

KEVIN BAY INVESTMENTS, LLC·PEWAUKEE, Wisconsin

Series 6, Series 22, Series 63Clean record18 years registeredKEVIN BAY INVESTMENTS, LLC

285 FOREST GROVE DRIVE, SUITE 105, PEWAUKEE, WI 53072-9958CRD# 1661650Firm CRD# 144987

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jan Brian Cliff · PEWAUKEE, WI

Registration

CRD #1661650 · KEVIN BAY INVESTMENTS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KEVIN BAY INVESTMENTS, LLC

JOHNSON WEALTH INC.

Jan 2022 – Feb 2025

Madison, WI

KEVIN BAY INVESTMENTS, LLC

Nov 2007 – Dec 2019

PEWAUKEE, WI

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Registration record

First registered · November 20, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEVIN BAY INVESTMENTS, LLC

CRD 144987 · SEC 801-68368

AUM

$128M

Regulatory assets under management

Employees

664 client accounts

Services offered by KEVIN BAY INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at KEVIN BAY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Jan Brian Cliff offer?

Jan Brian Cliff specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Jan Brian Cliff's credentials?

Jan Brian Cliff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jan Brian Cliff located?

Jan Brian Cliff is based in PEWAUKEE, Wisconsin, last registered with KEVIN BAY INVESTMENTS, LLC.

How does Jan Brian Cliff charge for services?

Jan Brian Cliff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEVIN BAY INVESTMENTS, LLC?

KEVIN BAY INVESTMENTS, LLC has approximately 7 employees and manages $128M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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