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Nick William Sondel

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin
SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 99TOHARBOUR INVESTMENTS, INC.
575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 1261064Firm CRD# 19258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nick William Sondel · MADISON, WI
Registration
CRD #1261064 · HARBOUR INVESTMENTS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
HARBOUR INVESTMENTS, INC.
CRD 19258 · SEC 801-29185
AUM
$6.1B
Regulatory assets under management
Employees
228
33,564 client accounts
Services offered by HARBOUR INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HARBOUR INVESTMENTS, INC. →
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Frequently Asked Questions

What services does Nick William Sondel offer?
Nick William Sondel specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.
What are Nick William Sondel's credentials?
Nick William Sondel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nick William Sondel located?
Nick William Sondel is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.
How does Nick William Sondel charge for services?
Nick William Sondel's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOUR INVESTMENTS, INC.?
HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARBOUR INVESTMENTS, INC.

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MADISON, WI
Julie Marie Nelles
MADISON, WI
Daniel Thomas Wipperfurth
MADISON, WI
James Vail Thompson
MADISON, WI
James Walter Dushek
MADISON, WI
Kyle Lee Kopitzke
MADISON, WI

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