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Nick William Sondel

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin
Unclaimed Profile
575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 1261064Firm CRD# 19258
01

About

Nick William Sondel is a registered financial advisor based in MADISON, Wisconsin, affiliated with HARBOUR INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
HARBOUR INVESTMENTS, INC.
HARBOUR INVESTMENTS, INC.
AUM
$6.1B
Regulatory assets under management
Employees
228
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Fixed fees
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1261064
Firm CRD# 19258
4 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nick William Sondel offer?
Nick William Sondel specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.
What are Nick William Sondel's credentials?
Nick William Sondel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nick William Sondel located?
Nick William Sondel is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.
How does Nick William Sondel charge for services?
Nick William Sondel's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOUR INVESTMENTS, INC.?
HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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