Unclaimed Profile

Nick William Sondel

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin

HARBOUR INVESTMENTS, INC.

575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 1261064Firm CRD# 19258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nick William Sondel · MADISON, WI

Registration

CRD #1261064 · HARBOUR INVESTMENTS, INC.

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

Nick William Sondel is a registered financial advisor based in MADISON, Wisconsin, affiliated with HARBOUR INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

HARBOUR INVESTMENTS, INC.

AUM

$6.1B

Regulatory assets under management

Employees

228

Total firm employees

View all advisors at HARBOUR INVESTMENTS, INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Fixed fees

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 1261064

Firm CRD# 19258

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nick William Sondel offer?

Nick William Sondel specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.

What are Nick William Sondel's credentials?

Nick William Sondel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nick William Sondel located?

Nick William Sondel is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Nick William Sondel charge for services?

Nick William Sondel's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOUR INVESTMENTS, INC.?

HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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