AdvisorOS Directory
Claim Profile
JT

James Vail Thompson

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin
Unclaimed Profile
575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 827325Firm CRD# 19258
01

About

James Vail Thompson is a registered financial advisor based in MADISON, Wisconsin, affiliated with HARBOUR INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
HARBOUR INVESTMENTS, INC.
HARBOUR INVESTMENTS, INC.
AUM
$6.1B
Regulatory assets under management
Employees
228
Total firm employees
View all advisors at HARBOUR INVESTMENTS, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Fixed fees
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 827325
Firm CRD# 19258
4 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in MADISON?

Browse all registered financial advisors in MADISON, Wisconsin or claim this profile if it's yours.

Browse MADISON AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does James Vail Thompson offer?
James Vail Thompson specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.
What are James Vail Thompson's credentials?
James Vail Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Vail Thompson located?
James Vail Thompson is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.
How does James Vail Thompson charge for services?
James Vail Thompson's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOUR INVESTMENTS, INC.?
HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in MADISON
Jennifer Lee Hauman Lazarus — ENVEST MICROFINANCE COOPERATIVEThomas Ronald Poehling — POEHLING CAPITAL MANAGEMENT, INC.Patrick William Poehling — POEHLING CAPITAL MANAGEMENT, INC.Daniel John Determan — CLF ASSET MANAGEMENT, INC.Alyssa Christine Rudakas — HANSBERGER GROWTH INVESTORS, LP
Nearby cities in Wisconsin
MILWAUKEE (515)GREEN BAY (92)APPLETON (83)WAUKESHA (77)BROOKFIELD (68)
City Guides
MILWAUKEE GuideGREEN BAY GuideAPPLETON GuideWAUKESHA GuideBROOKFIELD Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile