AdvisorOS Directory
Claim Profile
Unclaimed Profile
JT

James Vail Thompson

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin
SIE, Series 1, Series 7, Series 24, Series 63HARBOUR INVESTMENTS, INC.
575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 827325Firm CRD# 19258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Vail Thompson · MADISON, WI
Registration
CRD #827325 · HARBOUR INVESTMENTS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
HARBOUR INVESTMENTS, INC.
CRD 19258 · SEC 801-29185
AUM
$6.1B
Regulatory assets under management
Employees
228
33,564 client accounts
Services offered by HARBOUR INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HARBOUR INVESTMENTS, INC. →
Introduction

Speak with James Vail

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James Vail is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MADISON?

Browse all registered financial advisors in MADISON, Wisconsin or claim this profile if it's yours.

Browse MADISON AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does James Vail Thompson offer?
James Vail Thompson specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.
What are James Vail Thompson's credentials?
James Vail Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Vail Thompson located?
James Vail Thompson is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.
How does James Vail Thompson charge for services?
James Vail Thompson's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOUR INVESTMENTS, INC.?
HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at HARBOUR INVESTMENTS, INC.

Aaron Michael Hager
MADISON, WI
Julie Marie Nelles
MADISON, WI
Nick William Sondel
MADISON, WI
Daniel Thomas Wipperfurth
MADISON, WI
James Walter Dushek
MADISON, WI
Kyle Lee Kopitzke
MADISON, WI

More Advisors in MADISON, Wisconsin

Shane Daniel Kieler
MADISON WEALTH PARTNERS, INC.·MADISON, WI
CFP
Steven Joseph Fredricks
MADISON INVESTMENT ADVISORS, LLC·MADISON, WI
Frank Joseph Gambino
ISTHMUS PARTNERS, LLC·MADISON, WI
CFA
Rhonda Marie Scheel
WEA FINANCIAL ADVISORS, INC.·MADISON, WI
Richard Stanton Farmer
WALKNER CONDON FINANCIAL ADVISORS LLC·MADISON, WI
Boyd Griswold Bender
WEA FINANCIAL ADVISORS, INC.·MADISON, WI
ChFC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Wisconsin
MILWAUKEE (252)GREEN BAY (65)WAUKESHA (56)APPLETON (53)BROOKFIELD (51)MEQUON (32)MIDDLETON (25)NEENAH (23)WAUSAU (21)DE PERE (14)
City Guides
MILWAUKEE GuideGREEN BAY GuideWAUKESHA GuideAPPLETON GuideBROOKFIELD Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
Request removal of this profile