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James Walter Dushek

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordHARBOUR INVESTMENTS, INC.
575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 4323103Firm CRD# 19258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Walter Dushek · MADISON, WI
Registration
CRD #4323103 · HARBOUR INVESTMENTS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HARBOUR INVESTMENTS, INC.
CRD 19258 · SEC 801-29185
AUM
$6.1B
Regulatory assets under management
Employees
228
33,564 client accounts
Services offered by HARBOUR INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HARBOUR INVESTMENTS, INC. →
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Frequently Asked Questions

What services does James Walter Dushek offer?
James Walter Dushek specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.
What are James Walter Dushek's credentials?
James Walter Dushek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Walter Dushek located?
James Walter Dushek is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.
How does James Walter Dushek charge for services?
James Walter Dushek's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOUR INVESTMENTS, INC.?
HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARBOUR INVESTMENTS, INC.

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Julie Marie Nelles
MADISON, WI
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Daniel Thomas Wipperfurth
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James Vail Thompson
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Kyle Lee Kopitzke
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