Unclaimed Profile

Julie Marie Nelles

HARBOUR INVESTMENTS, INC.·MADISON, Wisconsin

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record14 years registeredHARBOUR INVESTMENTS, INC.

575 D'ONOFRIO DRIVE, MADISON, WI 53719CRD# 4771824Firm CRD# 19258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julie Marie Nelles · MADISON, WI

Registration

CRD #4771824 · HARBOUR INVESTMENTS, INC. · 14 years registered

Brand Profile

Not yet started

Career History

HARBOUR INVESTMENTS, INC.

Jan 2012 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · January 30, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBOUR INVESTMENTS, INC.

CRD 19258 · SEC 801-29185

AUM

$6.1B

Regulatory assets under management

Employees

228

33,564 client accounts

Services offered by HARBOUR INVESTMENTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARBOUR INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Julie Marie Nelles offer?

Julie Marie Nelles specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.

What are Julie Marie Nelles's credentials?

Julie Marie Nelles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julie Marie Nelles located?

Julie Marie Nelles is based in MADISON, Wisconsin, working with HARBOUR INVESTMENTS, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Julie Marie Nelles charge for services?

Julie Marie Nelles's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOUR INVESTMENTS, INC.?

HARBOUR INVESTMENTS, INC. has approximately 228 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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