Unclaimed Profile

Susan Lynn Porath

N.E.W. ADVISORY SERVICES, LLC·DE PERE, Wisconsin

SIE, Series 6, Series 7, Series 66Clean record22 years registeredN.E.W. ADVISORY SERVICES, LLC

2200 DICKINSON ROAD, DE PERE, WI 54115CRD# 4042915Firm CRD# 290405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Lynn Porath · DE PERE, WI

Registration

CRD #4042915 · N.E.W. ADVISORY SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: N.E.W. ADVISORY SERVICES, LLC

N.E.W. ADVISORY SERVICES, LLC

Nov 2017 – Jul 2022

DE PERE, WI

SII INVESTMENTS, INC.

Sep 2003 – Nov 2017

GREEN BAY, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · September 24, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

N.E.W. ADVISORY SERVICES, LLC

CRD 290405 · SEC 801-112037

AUM

$1.1B

Regulatory assets under management

Employees

7,313 client accounts

Services offered by N.E.W. ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at N.E.W. ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Susan Lynn Porath offer?

Susan Lynn Porath specializes in Financial Planning, Investment Management.

What are Susan Lynn Porath's credentials?

Susan Lynn Porath is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Lynn Porath located?

Susan Lynn Porath is based in DE PERE, Wisconsin, last registered with N.E.W. ADVISORY SERVICES, LLC.

How does Susan Lynn Porath charge for services?

Susan Lynn Porath's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is N.E.W. ADVISORY SERVICES, LLC?

N.E.W. ADVISORY SERVICES, LLC has approximately 23 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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