Unclaimed Profile

Jeffrey Joseph Hayes

N.E.W. ADVISORY SERVICES, LLC·DE PERE, Wisconsin

SIE, Series 7, Series 6623 years registeredN.E.W. ADVISORY SERVICES, LLC

2200 DICKINSON ROAD, DE PERE, WI 54115CRD# 4079424Firm CRD# 290405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Joseph Hayes · DE PERE, WI

Registration

CRD #4079424 · N.E.W. ADVISORY SERVICES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: N.E.W. ADVISORY SERVICES, LLC

N.E.W. ADVISORY SERVICES, LLC

Nov 2017 – Jan 2021

DE PERE, WI

SII INVESTMENTS, INC.

Apr 2003 – Nov 2017

GREEN BAY, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 4, 2003

Years registered · 23

Disclosure History

2010Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

N.E.W. ADVISORY SERVICES, LLC

CRD 290405 · SEC 801-112037

AUM

$1.1B

Regulatory assets under management

Employees

7,313 client accounts

Services offered by N.E.W. ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at N.E.W. ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Joseph Hayes offer?

Jeffrey Joseph Hayes specializes in Financial Planning, Investment Management.

What are Jeffrey Joseph Hayes's credentials?

Jeffrey Joseph Hayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Joseph Hayes located?

Jeffrey Joseph Hayes is based in DE PERE, Wisconsin, last registered with N.E.W. ADVISORY SERVICES, LLC.

How does Jeffrey Joseph Hayes charge for services?

Jeffrey Joseph Hayes's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is N.E.W. ADVISORY SERVICES, LLC?

N.E.W. ADVISORY SERVICES, LLC has approximately 23 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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