Unclaimed Profile

Rachel Dorothy Brown

FINANCIAL PLANNING AND INFORMATION SERVICES, INC.·DE PERE, Wisconsin

Clean record12 years registeredFINANCIAL PLANNING AND INFORMATION SERVICES, INC.

115 FOURTH STREET, DE PERE, WI 54115CRD# 6265693Firm CRD# 113110

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rachel Dorothy Brown · DE PERE, WI

Registration

CRD #6265693 · FINANCIAL PLANNING AND INFORMATION SERVICES, INC. · 12 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Jan 2025 – present

FINANCIAL PLANNING AND INFORMATION SERVICES, INC.

Oct 2013 – Feb 2025

DE PERE, WI

Registrations & Exams

Registration record

First registered · October 30, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL PLANNING AND INFORMATION SERVICES, INC.

CRD 113110 · SEC 801-61933

AUM

$1.1B

Regulatory assets under management

Employees

4,135 client accounts

Services offered by FINANCIAL PLANNING AND INFORMATION SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL PLANNING AND INFORMATION SERVICES, INC. →

Introduction

Speak with Rachel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Rachel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DE PERE?

Browse all registered financial advisors in DE PERE, Wisconsin or claim this profile if it's yours.

Browse DE PERE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Rachel Dorothy Brown offer?

Rachel Dorothy Brown specializes in Financial Planning, Investment Management. Contact their office in DE PERE, Wisconsin for a consultation.

What are Rachel Dorothy Brown's credentials?

Rachel Dorothy Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rachel Dorothy Brown located?

Rachel Dorothy Brown is based in DE PERE, Wisconsin, working with FINANCIAL PLANNING AND INFORMATION SERVICES, INC.. Their office serves clients in the DE PERE metropolitan area and surrounding communities.

How does Rachel Dorothy Brown charge for services?

Rachel Dorothy Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PLANNING AND INFORMATION SERVICES, INC.?

FINANCIAL PLANNING AND INFORMATION SERVICES, INC. has approximately 16 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →