Unclaimed Profile

Mark Stephen Nicholas

EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC·DE PERE, Wisconsin

Series 6, Series 63, Series 65Clean record21 years registeredEMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC

1300 ENTERPRISE DRIVE, DE PERE, WI 54115CRD# 4584095Firm CRD# 153254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Stephen Nicholas · DE PERE, WI

Registration

CRD #4584095 · EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

TRANSFORM RETIREMENT

Nov 2021 – present

NEWPORT GROUP CONSULTING, LLC

Nov 2020 – Nov 2021

De Pere, WI

EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC

Nov 2010 – Nov 2018

DE PERE, WI

STANCORP INVESTMENT ADVISERS, INC.

Jan 2007 – Apr 2007

PORTLAND, OR

INVESMART ADVISORS INC

Jan 2005 – Jan 2007

MECHANICSBURG, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · January 5, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC

CRD 153254 · SEC 801-79183

AUM

$542M

Regulatory assets under management

Employees

1,469 client accounts

Services offered by EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC

Per Form ADV

Security ratings or pricing services

Other

View all advisors at EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Stephen Nicholas offer?

Mark Stephen Nicholas specializes in Fee-Only Advisory. Contact their office in DE PERE, Wisconsin for a consultation.

What are Mark Stephen Nicholas's credentials?

Mark Stephen Nicholas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Stephen Nicholas located?

Mark Stephen Nicholas is based in DE PERE, Wisconsin, working with EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC. Their office serves clients in the DE PERE metropolitan area and surrounding communities.

How does Mark Stephen Nicholas charge for services?

Mark Stephen Nicholas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC?

EMPLOYER RETIREMENT INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $542M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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